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Univest Securities, LLC.
2016-12-08 00:50
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???????? - New Account Forms
IRA/????- IRA Account Forms
?????? Induividual New Account Application   IRA???? IRA Distribution Form
Institutional New Account Form   ????? Qualified Retirment Plan
Acknowledgement of Disclosure Documents   5304-SIMPLE?
Listing of Authorized Signatories of a Legal Entity   5305-SEP?
Foreign Account Due Diligence Questionnaire  
??????? - Other Forms
Limited Liability Company Resolution   DSR??? Dep. Sec. Req.
Customer Agreement   ???? Affidavit of Domicile
Corporate Resolution   ???????????? Stock Power
Consent of Electronic Delivery Of Documents   ???? Mail Authorization
Lek W9 Form   ????????? Stock Option Exercise Request
Check Request Form   ???????????? Mutual Fund Periodic Investment Plan
Lek W-8BEN?   ?????????? Mutual Fund Systematic Withdraw Plan
Wire Funds Transfer Request Form   ???? Separate Property
Lek Option Form   Univest Trading Authorization
Lek Margin Form   Apex Trading Authorization
144 ??????? - 144 Sale Forms and Document
  Lek Trading Authorization
Rule 144-???? 144 Information    
Rule 144????? 144 Form    
Rule 144-??????????Proposed Sale Questionnaire    
Rule 144-???? 144 Seller's Representation Letter-Long Form    
Rule 144-???? 144 Seller's Representation Letter-Short Form    
Rule 144?k?? 144(k) Transfer Request Letter    
Rule 145??? 145 Seller's Letter    
Rule 147? 147 Letter    

 

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