Registered with the FINRA and SEC since 1994, Univest Securities provides comprehensive financial service to our institution and retail clients globally. As an independent investment bank with unique positioning, background and history, Univest is empowered to navigate global capital markets with our clients with flexibility and focus.

Univest also offers high net worth and institutional brokerage in stocks, bonds, and options, trading and market-making, investment advisory, and wealth management services.

26 Years in the making. We are a boutique full-service investment bank that offers a full suite of unparalleled solutions in Sales & Trading, Proprietary Research, and Creative Investment Banking to our clients.

OUR STRENGTH

Global Exposure

Innovation

Value-Added Services

Our Management Team

Dr. Ying Cui

Founder, President, Chief Financial Officer
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Edric Guo

Chief Executive Officer, Head of Investment Banking Division
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John Bermingham

Chief Compliance Officer
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Bradley Richmond

Chief Operating Officer
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Scott E. Madison

Managing Director of Capital Markets
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Bartholomew Pan-Kita

Managing Director of Capital Markets, Head of DCM and Special Situations
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James Jang

Managing Director of Investment Banking Division
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James Zhao

Vice President of Investment Banking Division
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Octo Zhang

Vice President of Capital Markets
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Scarlett Fan

Vice President of Sales & Trading
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Sherry Su

Vice President of Structured Products
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Qing Gui

Principal of Insurance & Annuity
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Quinn Qin

Investment Banking Associate
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Charles Poulin

Vice President of Capital Markets
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Oliver Peng

Financial Advisor
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Evie Luo

Investor Relations Specialist
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