个人账户开户

Select Your Registered Representative (Broker) *

账户信息收集

账户类型 *个人账户共同账户

联权共有人分权共有人

账户类别 *现金账户保证金账户期权账户

账户名称 *

主要账户持有人个人信息

姓氏 *

名字 *

中间名

家庭住址 (街道名称 - 不可以使用邮政信箱) *

城市 *

州/省会 *

邮政编码 *

国家

社会保险号 (如果持有) *

家庭成员人数（不包括本人） *

出生日期 *

婚姻状况 *已婚离异单身

电话号码 *

电子邮箱地址 *

您的国籍 *

驾照号码#, 护照号码#, 或其他身份证件号码# (如果持有) *

就业及附属机构信息

If employed, please state the name and address of your employer and the nature of the business. If you are self-employed, provide the name of your business and industry. If retired, please list your last position.

雇主 *

职位/职称 *

雇主地址 (城市, 州/省会以及国家): *

简单描述工作性质 *

与上市公司的关联

如果您或您的任何直系亲属与美国或非美国的上市公司有下列一项或多项关联，请在下列适当的方格内打勾，并注明股票代码

执行官*An executive officer is defined as a company’s president, any vice president in charge of a principal business unit, division or function (such as sales, administration or finance), any other officer who performs a policy making function, or any other person who performs similar policy making function for the company. If you are not sure whether you are an executive officer, please consult with your company’s in-house counsel.

董事/理事/负责人

10%股票持有人

5%股票持有人

如果您目前无业，请阐述原因

资产状况及账户持有人投资偏好

流动净资产(以美元计): 不包括房地产及其他流动资产的价值 *$50,000以下$50,000 - $149,999$150,000 - $499,999$500,000 - $999,999$1,000,000 - $4,999,999$5,000,000+

资产流动性需求: 能够快速、无压力地将该账户中的全部或部分投资转换成现金，而不会因(例如)缺乏现成的市场或产生重大成本或惩罚而遭受价值损失的需求是 *非常重要一般重要重要不重要

您是 “合格投资者”吗？ *是否An Accredited Investor is a person whose individual net worth, or joint net worth with a spouse, is over $1 million (excluding the value of your primary residence) or who had an individual income in excess of $200,000 in each of the two most recent years, or joint income with a spouse in excess of $300,000 in each of those years and reasonably expects to reach the same income level in the current year.

您是 “合格客户”吗？ *是否A Qualified Client is a person who has at least $1,100,000 under management with an SEC registered investment advisor or individual net worth in excess of $2,200,000.

税率 *

投资经验 *没有经验有一些经验经验丰富成熟的投资人

投资目标 *保全资本收入资本增长投机- Preservation of Capital: An investment objective of Preservation of Capital indicates you seek to maintain the principal value of your investments and are interested in investments that have historically demonstrated a very low degree of risk of loss of principal value.
- Income: An investment objective of Income indicates you seek to generate income from investments and are interested in investments that have historically demonstrated a low degree of risk of loss of principal value.
- Capital Appreciation: An investment objective of Capital Appreciation indicates you seek to grow the principal value of your investments over time and are willing to invest in securities that have historically demonstrated a moderate to above average degree of risk of loss of principal value to pursue this objective.
- Speculation: An investment objective of Speculation indicates you seek a significant increase in the principal value of your investments and are willing to accept a corresponding greater degree of risk by investing in securities that have historically demonstrated a high degree of risk of loss of principal value to pursue this objective.

投资时间 (请单选) *少于5年5-10年大于10年

风险承受能力 (请单选) *保守中等激进投机- Conservative: You want to preserve your initial principal in this account, with minimal risk, even if that means this account does not generate significant income or returns and may not keep pace with inflation.
- Moderate: You are willing to accept some risk to your initial principal and tolerate some volatility to seek higher returns, and understand you could lose a portion of the money invested.
- Aggressive: You are willing to accept high risk to your initial principal, including high volatility, to seek high returns over time, and understand you could lose a substantial amount of the money invested.
- Speculative: You are willing to accept maximum risk to your initial principal to aggressively seek maximum returns, and understand you could lose most, or all, of the money invested.

您是否直接或间接地拥有任何政治曝光人士 (“PEP”)的所有权? *是否a Politically Exposed Person is someone who, through their prominent position or influence, is more susceptible to being involved in bribery or corruption.

您是否隶属于或受雇于证券交易所、其他交易所或FINRA(美国金融监管局)的成员公司，或市政证券经纪交易商? (如"是"，请在递交申请时附上雇主批准您在我司开户的信件或书面证明) *是否

您是否曾成为破产程序、破产管理或类似诉讼的对象? *是否

注资方式

首次注资金额 $ *

其他 *

信任的联系人(可选填)

姓名

电话号码

地址

城市

州/省会

邮政编码

国家

电子邮箱地址

与账户持有人的关系

出生日期(必须18岁以上)

网站访问及网络交付同意书

通过电子服务查看账户信息(推荐)

在可行范围内，通过电子服务进行交易(只适用于非全权委托的经纪账户)

本人特此授权Velox通过电子邮件发送以下信息给本人(可多选) *交易确认每月的财务报表招股说明书、代理材料、年报、披露文件及其他信息***

BY SIGNING ABOVE AGREEMENTS, I (WE) ACKNOWLEDGE THE FOLLOWING: (1) THE CUSTOMER ACCOUNT AGREEMENT CONTAINS A PREDISPUTE ARBITRATION CLAUSE AND IN ACCORDANCE WITH THIS AGREEMENT I (WE) AGREE IN ADVANCE TO ARBITRATE ANY CONTROVERSIES WHICH MAY ARISE BETWEEN OR AMONG ME (US), MY BROKER, AND/OR CLEARING FIRM; (2) RECEIPT OF A COPY OF THE THIS CASH ACCOUNT OPENING AGREEMENT, AND CUSTOMER MARGIN AND SHORT ACCOUNT AGREEMENT; (3) THE INFORMATION PROVIDED ABOVE IS ACCURATE; (4) IF I DO NOT BORROW MONEY IN THE MARGIN ACCOUNT, I WILL NOT BE CHARGED INTEREST.

THOES ARE CONTRACTUAL AGREEMENT. DO NOT SIGN BELOW UNTIL YOU HAVE READ THIS AGREEMENT CAREFULLY.

Print Your Name (Account Holder, Trustee, Custodian or Executor) *

Your Signature *

Date *

Print Name of Additional Account Holder *

Additional Account Holder Signature *

Date *

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