U.S. registered broker-dealer since 1993, serving clients with highest professional and compliance standards at reasonable rates. Our team aim to build long and value-adding relationships with clients.
Registered with the FINRA and SEC since 1993, Univest Securities provides service to our institution/retail clients globally: Traditional Brokerage Services in Stocks, Bonds and Options, Trading and Market Making, Investment banking, Investment Advisory Services, Wealth Management Services, Insurance, Mutual Funds, etc.
Complete Compliance Licenses
Experienced Bilingual Team
Transparent & Reasonable Fees
High-End Customized Service
Family Wealth Management Solutions
Efficient Abundant Resources
We can open US stock account, options and futures account, as well as margin account customized by client’s risk tolerance. Beside these traditional trading business, we also offer services like physical stock storage certificate, restricted shares storage and pre-IPO allocation.
At Univest Securities LLC., our first priority is to help our clients achieve their financial objectives. Our disciplined approach to wealth management is designed to identify strategies to accumulate, protect, convert and transfer your wealth based on your financial goals. Our approach integrates your objectives into a personalized plan that can be updated as life changes occur. We combine sophisticated investment planning tools with professional resources to help match your objectives with customized solutions.
Univest Securities, LLC’s Corporate Finance and Investment Banking Department, provides exceptional professional and personalized investment banking services to our corporate clientele. We are focused on discovering new, exciting and emerging companies with the goal of providing unique investment opportunities to our institutional and high net worth accredited investors while also providing capital and a strategic financial partner to our corporate clients.
Our team consists of experienced managers with professional designations including Chartered Financial Analyst (CFA), and Certified Public Accountant (CPA). Our FINRA registered financial advisors and licensed insurance consultants are also at your service.
Brokerage products and services offered by Univest Securities, LLC. - Member FINRA and SIPC.
Review Univest Securities’s brokerage services with FINRA BrokerCheck.
Options trading involves risk and is not suitable for all investors. Options trading privileges are subject to Univest Securities review and approval. Please review the Characteristics and Risks of Standardized Options brochure before you begin trading options.
Margin trading involves interest charges and risks, including the potential to lose more than deposited or the need to deposit additional collateral in a falling market. The Margin Disclosure Statement is available for your reference, and contains information on our lending policies, interest charges, and the risks associated with margin accounts.
Related links: Lek Securities NYSE FINRA Interactive broker SIPC SEC