Recent Transactions

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Transaction TypeATMPrivate Investment in Public Equity (PIPE)Registered Direct Offering
Industry TypeBiotechIndustrialMaterialsMediaOil & GasPharmaceuticalTelecommunications
March 27th, 2024
Registered Direct Offering

$5,000,000

Sole Book Runner
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Akanda Corp.
NASDAQ: AKAN
March 26th, 2024
Registered Direct Offering

$926,957

Sole Placement Agent
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GD Culture Group Limited
NASDAQ: GDC
February 12th, 2024
Registered Direct Offering

$5,000,000

Sole Placement Agent
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TOP Financial Group Limited
NASDAQ: TOP
February 9th, 2024
Registered Direct Offering

$5,000,000

Sole Book Runner
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Lottery.com Inc.
NASDAQ: LTRY
February 1st, 2024
Registered Direct Offering

$708,000

Sole Book Runner
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Akanda Corp.
NASDAQ: AKAN
December 6th, 2023
Registered Direct Offering

$12,000,000

Sole Placement Agent
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U Power Limited.
NASDAQ: UCAR
November 29th, 2023
Private Placement

$5,000,000

Sole Placement Agent
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ZK International Group Co., Ltd.
NASDAQ: ZKIN
November 24th, 2023
Initial Public Offering

$6,000,000

Lead Book Runner
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ELEVAI Labs Inc.
NASDAQ: ELAB
November 3rd, 2023
Registered Direct Offering

$9,998,126.66

Sole Placement Agent
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GD Culture Group Limited
NASDAQ: GDC
October 2nd, 2023
Initial Public Offering

$10,000,000

Sole Book Runner
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VS Media Holdings Limited
NASDAQ: VSME
September 21st, 2023
Initial Public Offering

$5,002,500

Sole Book Runner
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Davis Commodities Limited
NASDAQ: DTCK
May 4th, 2023
Registered Direct Offering

$9,547,027.78

Sole Placement Agent
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GD Culture Group Limited
NASDAQ: GDC
April 20th, 2023
Initial Public Offering

$11,000,000

Lead Book Runner
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Top KingWin Ltd.
NASDAQ: TCJH
April 6th, 2023
Registered Direct Offering

$3,000,000

Sole Book Runner
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AnPac Bio-Medical Science Co., Ltd.
NASDAQ: ANPC
April 4th, 2023
Initial Public Offering

$9,600,000

Sole Book Runner
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Shengfeng Development Limited
NASDAQ: SFWL
February 8th, 2023
Initial Public Offering

$16,000,000

Lead Book Runner
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Lichen China Limited
NASDAQ: LICN
January 27th, 2023
Initial Public Offering

$40,625,000

Co-Manager
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QuantaSing Group Limited
NASDAQ: QSG
January 4th, 2023
Convertible Note

$16,666,666.66

Sole Placement Agent
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Addentax Group Corp
NASDAQ: ATXG
November 7th, 2022
Registered Direct Offering

$25,000,000

Sole Placement Agent
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Huadi International Group Co., Ltd.
NASDAQ: HUDI
October 26th, 2022
Follow-On Offering

$2,000,000

Sole Book Runner
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Soluna Holdings, Inc.
NASDAQ: SLNH
August 30th, 2022
Initial Public Offering

$25,000,000

Sole Book Runner
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Jianzhi Education Technology Group Company Limited
NASDAQ: JZ
July 21st, 2022
Public Offering

$40,000,000

Sole Book Runner
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WeTrade Group Inc.
NASDAQ: WETG
July 20th, 2022
Private Investment in Public Equity (PIPE)

$61,215,000

Sole Placement Agent
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Cenntro Electric Group Limited
NASDAQ: CENN
June 17th, 2022
Private Investment in Public Equity (PIPE)

$12,593,905

Sole Placement Agent
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Marizyme, Inc.
OTC: MRZM
June 7th, 2022
Underwritten Public Offering

$5,750,000

Sole Book Runner
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Bit Origin Limited
NASDAQ: BTOG
June 3rd, 2022
Initial Public Offering

$25,000,000

Lead Book Runner
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Zhong Yang Financial Group Limited
NASDAQ: TOP
April 27th, 2022
Preferred Stock Offering

$30,486,565

Sole Book Runner
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Soluna Holdings, Inc.
NASDAQ: SLNHP
February 2nd, 2022
Registered Direct Offering

$16,130,716

Sole Placement Agent
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China Xiangtai Food Co., Ltd.
NASDAQ: PLIN
January 13th, 2022
Initial Public Offering

$25,000,000

Sole Book Runner
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Yoshitsu Co., Ltd
NASDAQ: TKLF
December 28th, 2021
Preferred Stock Offering

$8,970,000

Sole Book Runner
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Soluna Holdings, Inc.
NASDAQ: SLNHP
November 24th, 2021
Registered Direct Offering

$16,500,000

Sole Placement Agent
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China Xiangtai Food Co., Ltd.
NASDAQ: PLIN
October 21st, 2021
Convertible Note

$16,300,000

Sole Placement Agent
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Mechanical Technology, Inc.
NASDAQ: MKTY
September 23rd, 2021
Private Placement

$2,285,143

Sole Placement Agent
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Todos Medical Ltd.
OTC: TOMDF
August 23rd, 2021
Preferred Stock Offering

$20,160,000

Sole Book Runner
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Mechanical Technology, Inc.
NASDAQ: MKTYP
June 7th, 2021
Follow-On Offering

$24,562,500

Sole Placement Agent
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TIAN RUIXIANG Holdings Ltd
NASDAQ: TIRX
April 27th, 2021
Follow-On Offering

$17,250,000

Sole Book Runner
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Mechanical Technology, Inc.
NASDAQ: MKTY
April 7th, 2021
Follow-On Offering

$85,400,000

Sole Placement Agent
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Ebang International Holdings Inc.
NASDAQ: EBON
March 25th, 2021
Initial Public Offering

$28,750,000

Sole Book Runner
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Universe Pharmaceuticals, Inc.
NASDAQ: UPC
February 25th, 2021
Follow-On Offering

$14,375,000

Sole Book Runner
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Glory Star New Media Group Holdings Limited
NASDAQ: GSMG
February 22th, 2021
Warrants Inducement

$72,400,000

Sole Solicitation Agent
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Ebang International Holdings Inc.
NASDAQ: EBON
February 22th, 2021
Follow-On Offering

$96,000,000

Sole Placement Agent
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Ebang International Holdings Inc.
NASDAQ: EBON
February 22th, 2021
Registered Direct Offering

$25,000,000

Sole Placement Agent
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Code Chain New Continent Limited
NASDAQ: CCNC
February 10th, 2021
Initial Public Offering

$34,500,000

Sole Book Runner
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Baosheng Media Group Holdings Limited
NASDAQ: BAOS
January 27th, 2021
ATM

$6,800,000

Sole Placement Agent
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Houston American Energy Corporation
NYSE: HUSA
January 19th, 2021
Follow-On Offering

$40,000,000

Sole Placement Agent
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TD Holdings, Inc.
NASDAQ: GLG
January 11th, 2021
Initial Public Offering

$28,750,000

Sole Book Runner
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Qilian International Holding Group, Ltd.
NASDAQ: QLI
November 29th, 2020
Registered Direct Offering

$10,000,000

Sole Placement Agent
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Tantech Holdings, Ltd.
NASDAQ: TANH
November 29th, 2020
Follow-On Offering

$42,000,000

Sole Placement Agent
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Ebang International Holdings Inc.
NASDAQ: EBON
September 29th, 2020
Private Investment in Public Equity (PIPE)

$7,000,000

Sole Placement Agent
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Marizyme, Inc.
OTC: MRZM
January 30th, 2020
Initial Public Offering

$16,000,000

Lead Book Runner
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AnPac Bio-Medical Science
NASDAQ: ANPC
October 25th, 2019
Initial Public Offering

$12,650,000

Sole Book Runner
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Happines Biotech Group, Ltd.
NASDAQ: HAPP
February 4th, 2019
Initial Public Offering

$8,000,000

Sole Book Runner
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INmune Bio, Inc.
NASDAQ: INMB